Greetings FSP! This is our 2nd official newsletter, designed to keep you informed and connected. A lot has happened since our last newsletter. In September, we hosted a meet and greet for the Honorable Jay Clayton, Chairman of the Securities and Exchange Commission (SEC) and received an update on diversity initiatives at the agency from SEC OMWI Director Pam Gibbs and Senior Counsel Robert Marchman. It is encouraging to see the SEC’s programs and work designed to increase diversity and inclusion at the agency and in the equities markets.
Washington, D.C., — Financial Services Professionals (FSP) released the following statement on the appointment of Ms. Laphonza Butler as California’s next senator: “Financial Services Professionals